KIMBERLY A SWANSON is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2018-11-09 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2016-09-06 | 2017-11-03 | — |
| DEUTSCHE BANK SECURITIES INC. | 2014-09-19 | 2016-09-06 | — |
| EQUITABLE ADVISORS, LLC | 2013-01-14 | 2014-08-13 | — |