DAVID DUNCAN CARROLL

DAVID DUNCAN CARROLL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with TREK FINANCIAL, LLC.

Registration history (8)

FirmFromToCurrent
TRUSTED BUSINESS ADVISOR GROUP2014-04-092023-03-21
TRUSTED BUSINESS ADVISOR GROUP2014-04-092017-12-31
EQUITABLE ADVISORS, LLC2008-10-092009-08-07
TREK FINANCIAL, LLC2008-04-03presentYes
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER2005-08-312007-04-02
EQUITABLE ADVISORS, LLC2005-06-012005-08-09
PHOENIX WEALTH ADVISORS2004-03-312010-12-31
MONY SECURITIES CORPORATION2002-06-032005-06-01

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