ROY ELMER MCGUFFIN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with KAPSTONE FINANCIAL ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KAPSTONE FINANCIAL ADVISORS LLC | 2022-03-29 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2020-09-29 | 2022-04-01 | — |
| UNITED ADVISORS SERVICES, LLC | 2018-01-22 | 2020-09-18 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2017-09-28 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2003-06-30 | 2009-10-05 | — |