RICHARD ALAN KOS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with SURSUM FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SURSUM FINANCIAL LLC | 2022-02-14 | present | Yes |
| CAROLINA CAPITAL MARKETS, INC. | 2007-07-26 | 2007-11-27 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-04-06 | 2007-07-03 | — |