RICHARD V BERTAIN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2023-09-01 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-11-18 | 2023-09-11 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-11-19 | — |
| MORGAN STANLEY DW INC. | 1997-06-03 | 2007-04-02 | — |