STEPHEN EVERETT ROTONDO is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-04-12 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-04-07 | 2016-03-30 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2004-06-16 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1998-08-14 | 2003-07-01 | — |