Steven E Schwartz is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2019-05-09 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2016-11-01 | 2019-05-07 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-12-17 | 2016-10-21 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-01-11 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-05-05 | 2007-04-02 | — |