Frank J Smith

Frank J Smith is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
VOYA FINANCIAL ADVISORS, INC.2020-01-132021-06-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-01-302020-01-09
INVEST FINANCIAL CORPORATION2011-01-032015-02-10
VOYA FINANCIAL ADVISORS, INC.2003-01-222010-12-31
WS GRIFFITH SECURITIES, INC.1999-04-192003-01-17

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