KATHLEEN M FERRARO is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2025-05-16 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2025-05-22 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2004-04-13 | 2009-06-01 | — |