THOMAS HERBERT WILLIAMS

THOMAS HERBERT WILLIAMS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-06-23presentYes
WELLS FARGO CLEARING SERVICES, LLC2003-08-222016-06-24
CITIGROUP GLOBAL MARKETS INC.2003-04-172003-09-05

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