RICHARD LEE STEIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2020-05-22 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2012-01-13 | 2020-06-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-01-19 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-03-09 | 2009-06-01 | — |
| OPPENHEIMER & CO. INC. | 2006-02-24 | 2007-03-05 | — |