JAMES THOMAS ROTTER is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2018-02-14 | present | Yes |
| INVEST FINANCIAL CORPORATION | 2015-01-02 | 2018-02-20 | — |
| U.S. BANCORP INVESTMENTS, INC. | 2013-10-31 | 2014-12-17 | — |
| COMMERCE BROKERAGE SERVICES, INC. | 2006-05-04 | 2013-11-04 | — |