Michael Louis Rogers

Michael Louis Rogers is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with TRANSAMERICA RETIREMENT ADVISORS, LLC.

Registration history (6)

FirmFromToCurrent
TRANSAMERICA RETIREMENT ADVISORS, LLC2020-09-25presentYes
PRUCO SECURITIES, LLC2019-03-202020-09-23
M&T SECURITIES, INC.2017-10-192019-03-15
CUNA BROKERAGE SERVICES, INC.2016-01-262017-10-02
COMMONWEALTH EQUITY SERVICES, LLC2007-05-292008-12-02
OSAIC FA, INC.2007-04-232007-05-23

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