DEAN H. GAUGLER is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2009-04-24 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-10-28 | 2009-05-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2005-11-01 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2000-05-23 | 2003-07-01 | — |