Dorian Lisa Waserman is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-11-16 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-04-02 | 2021-10-29 | — |
| UBS FINANCIAL SERVICES INC. | 2007-11-26 | 2014-03-28 | — |
| OPPENHEIMER & CO. INC. | 2005-06-27 | 2007-08-24 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2005-05-06 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1998-06-17 | 2003-07-01 | — |