JAMES SCOTT MALLOCH

JAMES SCOTT MALLOCH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with ADVISORY SERVICES NETWORK, LLC.

Registration history (5)

FirmFromToCurrent
ADVISORY SERVICES NETWORK, LLC2021-11-15presentYes
MALLOCH WEALTH MANAGEMENT2021-10-112021-10-26
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2009-08-102021-10-22
VALIC FINANCIAL ADVISORS, INC.2006-03-162009-08-26
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-11-052005-10-05

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