Amy Austin Roxin is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2023-10-30 | present | Yes |
| LPL FINANCIAL LLC | 2022-06-15 | 2023-09-27 | — |
| KEY INVESTMENT SERVICES LLC | 2016-09-21 | 2021-12-07 | — |
| LPL FINANCIAL LLC | 2012-05-15 | 2016-09-21 | — |
| HSBC SECURITIES (USA) INC. | 2010-02-08 | 2012-05-15 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-06-24 | — |
| MORGAN STANLEY DW INC. | 2006-10-18 | 2007-04-02 | — |