JAMES WILLIAM SPOONER is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2018-12-17 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-09-05 | 2018-12-18 | — |
| EDWARD D. JONES & CO., L.P. | 2009-06-17 | 2013-09-04 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-05-23 | 2008-12-22 | — |