JAMES THOMAS MCCARTHY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2021-06-16 | present | Yes |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-06-15 | 2007-04-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-03-22 | 2006-05-26 | — |