MARK SERBY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2025-10-27 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-02-01 | 2025-10-29 | — |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2007-08-21 | 2015-11-10 | — |
| RYAN BECK & CO. | 2004-10-22 | 2007-08-21 | — |