DAVID STANLEY ROCHE is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-02 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2009-07-24 | 2025-06-09 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-07-27 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 1997-07-08 | 2007-04-02 | — |