Colleen Anne Brophy-Emma

Colleen Anne Brophy-Emma is an investment adviser representative (IAR) with state registration records since 2020, appearing at 4 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (4)

FirmFromToCurrent
LPL ENTERPRISE, LLC2024-11-14presentYes
PRUCO SECURITIES, LLC2024-07-232024-11-14
MORGAN STANLEY SMITH BARNEY LLC2022-09-152023-09-13
FIDELITY PERSONAL AND WORKPLACE ADVISORS2020-11-252021-10-20

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