Samuel K Yam is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | present | Yes |
| CHASE INVESTMENT SERVICES CORP. | 2009-03-31 | 2012-10-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2009-04-14 | — |
| CITICORP INVESTMENT SERVICES | 2007-04-12 | 2007-05-29 | — |
| CETERA INVESTMENT SERVICES LLC | 2006-10-10 | 2007-04-05 | — |
| CITICORP INVESTMENT SERVICES | 2005-09-13 | 2006-09-21 | — |