NEIL DOUGLAS KLEIN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with CARRET ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CARRET ASSET MANAGEMENT, LLC | 2021-06-12 | present | Yes |
| ABNER HERRMAN & BROCK, LLC | 2005-08-04 | 2008-06-16 | — |
| CIBC WORLD MARKETS CORP. | 1997-02-10 | 2003-04-08 | — |