ROGER KENT STUBBS

ROGER KENT STUBBS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2009-09-11presentYes
SOUTHWEST INVESTMENT ADVISORS, INC.2005-10-202009-11-23
SOUTHWEST INVESTMENT ADVISORS, INC.2005-10-202005-12-31
FIRST ALLIED SECURITIES, INC.2005-10-202009-09-09
MORGAN STANLEY DW INC.2002-11-042005-02-28

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