CARL EDWIN SMITH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2014-01-02 | present | Yes |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | 2007-05-09 | 2014-01-31 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2000-04-20 | 2005-09-28 | — |