David Brook Fields

David Brook Fields is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER.

Registration history (6)

FirmFromToCurrent
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER2020-02-05presentYes
WADDELL & REED2017-10-162020-02-07
CITIGROUP GLOBAL MARKETS INC.2014-09-232017-11-15
OPPENHEIMER & CO. INC.2009-11-092014-06-16
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-12-07
CITIGROUP GLOBAL MARKETS INC.2006-01-242009-06-01

More