ALAIN MAURICE CONNELLY

ALAIN MAURICE CONNELLY is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2018-02-28presentYes
WELLS FARGO CLEARING SERVICES, LLC2012-07-062018-03-01
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-07-11
MORGAN STANLEY & CO. LLC2008-08-292009-06-01
UBS FINANCIAL SERVICES INC.1997-07-082008-09-19

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