NEIL FRANCIS HARNEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2026-01-05 | present | Yes |
| LPL FINANCIAL LLC | 2023-07-14 | 2025-12-26 | — |
| B. RILEY WEALTH ADVISORS, INC. | 2019-02-21 | 2023-07-12 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2014-07-16 | 2019-02-13 | — |
| FIFTH THIRD SECURITIES, INC. | 2007-06-12 | 2014-05-16 | — |
| CHASE INVESTMENT SERVICES CORP. | 2006-10-20 | 2007-06-04 | — |