Douglas Rose is an investment adviser representative (IAR) with state registration records since 1999, appearing at 8 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2023-02-01 | present | Yes |
| LPL FINANCIAL LLC | 2022-05-18 | 2023-02-13 | — |
| CUNA BROKERAGE SERVICES, INC. | 2020-10-08 | 2022-05-18 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-10-12 | 2020-10-05 | — |
| THE HUNTINGTON INVESTMENT COMPANY | 2010-06-18 | 2011-10-11 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-07-08 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-06-23 | 2009-06-01 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1999-10-06 | 2003-06-27 | — |