Cindy Lou Ellis is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 2023-03-09 | present | Yes |
| LPL FINANCIAL LLC | 2022-10-17 | 2023-01-26 | — |
| COMMERCE BROKERAGE SERVICES, INC. | 2008-05-29 | 2022-09-09 | — |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2008-03-26 | — |
| PIPER SANDLER & CO. | 2004-08-23 | 2006-08-12 | — |
| UBS FINANCIAL SERVICES INC. | 2003-02-13 | 2004-09-13 | — |