STEPHEN WALTER BROOKS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-02-22 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-03-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1999-10-20 | 2009-06-01 | — |