ALICE SUNMI ROE URATA is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2025-01-01 | present | Yes |
| PRUCO SECURITIES, LLC | 2021-08-26 | 2024-11-14 | — |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2021-08-24 | — |
| MSI FINANCIAL SERVICES, INC. | 2005-05-17 | 2017-03-25 | — |