CYNTHIA PRESCILLA MORENO

CYNTHIA PRESCILLA MORENO is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (6)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2021-05-24presentYes
UBS FINANCIAL SERVICES INC.2012-01-132014-05-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-10-262012-01-17
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-11-07
MORGAN STANLEY & CO. LLC2009-04-072009-06-01
UBS FINANCIAL SERVICES INC.2009-03-312009-04-15

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