LISA KAORU YOSHIKAWA

LISA KAORU YOSHIKAWA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-06-16presentYes
WELLS FARGO CLEARING SERVICES, LLC2010-04-082011-05-24
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-04-28
CITIGROUP GLOBAL MARKETS INC.2002-04-302009-06-01

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