Carol A Hartis is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with EDWARD D. JONES & CO., L.P..
| Firm | From | To | Current |
|---|---|---|---|
| EDWARD D. JONES & CO., L.P. | 2018-10-22 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-08-17 | — |
| MORGAN STANLEY & CO. LLC | 2008-11-14 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-02-18 | 2008-11-15 | — |