SOOJAN LODWICK SHAO is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2014-04-01 | 2025-09-05 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2013-11-07 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-01-27 | 2009-10-05 | — |