DAVID BISHOP SMITH is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2025-12-08 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2015-11-13 | 2025-12-23 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2008-08-21 | 2015-12-09 | — |
| LEHMAN BROTHERS INC. | 2005-08-05 | 2008-09-05 | — |
| MORGAN STANLEY DW INC. | 1998-09-24 | 2005-08-09 | — |