THOMAS ALAN JAFFE

THOMAS ALAN JAFFE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with HSBC SECURITIES (USA) INC..

Registration history (3)

FirmFromToCurrent
HSBC SECURITIES (USA) INC.2012-11-15presentYes
CITIGROUP GLOBAL MARKETS INC.2007-05-292012-04-05
CITICORP INVESTMENT SERVICES2005-05-042007-05-29

More