James CHARLES McCarthy is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-03-08 | present | Yes |
| TD AMERITRADE, INC. | 2018-02-27 | 2022-03-08 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2018-06-14 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-01-24 | 2018-02-26 | — |