NICHOLAS THOMAS POULOS

NICHOLAS THOMAS POULOS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with OSAIC INSTITUTIONS, INC..

Registration history (4)

FirmFromToCurrent
OSAIC INSTITUTIONS, INC.2022-10-03presentYes
CETERA INVESTMENT ADVISERS LLC2018-01-162022-09-30
SORRENTO PACIFIC FINANCIAL, LLC2014-12-022018-01-12
UVEST FINANCIAL SERVICES GROUP, INC.2005-04-112008-12-12

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