DIANE S DAWSON

DIANE S DAWSON is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

Registration history (7)

FirmFromToCurrent
STIFEL, NICOLAUS & COMPANY, INCORPORATED2024-10-15presentYes
ROBERT W. BAIRD & CO. INCORPORATED2022-11-232024-05-02
LINEWEAVER WEALTH ADVISORS, LLC2022-01-052022-10-26
ROBERT W. BAIRD & CO. INCORPORATED2011-04-112021-07-20
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-11-192011-04-21
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-10-29
CITIGROUP GLOBAL MARKETS INC.2006-02-272009-06-01

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