JAMES P O'CONNOR is an investment adviser representative (IAR) with state registration records since 1998, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-01-09 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 1998-01-16 | 2009-01-27 | — |