RICHARD JAMES DUFFY is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2024-10-18 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-06-24 | 2019-03-12 | — |
| J.P. MORGAN SECURITIES LLC | 2008-03-27 | 2014-07-11 | — |