James Kostival

James Kostival is an investment adviser representative (IAR) with state registration records since 1997, appearing at 8 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (9)

FirmFromToCurrent
LPL ENTERPRISE, LLC2025-10-09presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-01-042025-07-18
J.P. MORGAN SECURITIES LLC2013-06-212022-01-04
BB&T INVESTMENT SERVICES, INC.2012-10-042013-06-13
J.P. MORGAN SECURITIES LLC2012-10-012012-10-02
CHASE INVESTMENT SERVICES CORP.2009-10-092012-10-01
MID ATLANTIC FINANCIAL MANAGEMENT, INC.2007-01-162008-01-10
WELLS FARGO CLEARING SERVICES, LLC2003-07-012007-01-16
PRUDENTIAL EQUITY GROUP, LLC1997-01-032003-07-01

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