STEVEN KENNETH UMSTEAD

STEVEN KENNETH UMSTEAD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (7)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2024-01-03presentYes
USAA INVESTMENT SERVICES COMPANY2018-01-082020-05-24
USAA FINANCIAL PLANNING SERVICES2013-09-182018-01-08
PACTOLUS PRIVATE WEALTH MANAGEMENT LLC2011-01-282013-09-03
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-02-07
CITIGROUP GLOBAL MARKETS INC.2007-03-302009-06-01
STRATEGIC ADVISERS LLC2003-01-142007-04-04

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