James Richard Harkins

James Richard Harkins is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (7)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2024-10-29presentYes
LPL FINANCIAL LLC2023-11-272024-10-25
SCOTTRADE INVESTMENT MANAGEMENT2017-05-012018-03-09
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2013-12-122016-03-10
TD AMERITRADE, INC.2013-12-122016-03-10
TD AMERITRADE, INC.2008-03-262009-05-13
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2008-03-262009-05-13

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