BERTRAM JAMES RILEY is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-07-10 | present | Yes |
| CADARET, GRANT & CO., INC. | 2019-05-29 | 2025-07-10 | — |
| OSAIC WEALTH, INC. | 2018-02-16 | 2019-05-30 | — |
| PETERSEN INVESTMENTS, INC. | 2013-08-21 | 2018-02-15 | — |