Dawn L Sherwood is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-12-03 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-05-22 | 2013-11-04 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-12-05 | 2013-05-21 | — |
| CHASE INVESTMENT SERVICES CORP. | 2011-09-26 | 2011-11-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-03-03 | 2011-06-08 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1998-07-30 | 2009-02-12 | — |