JAMES L MILLS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2014-01-03 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2005-12-09 | 2014-01-13 | — |
| LEHMAN BROTHERS INC. | 2002-04-05 | 2005-12-19 | — |